We are a growing firm of Chartered Financial Planners, looking to expand our Compliance team. Based in Hawarden, North Wales (near Chester), since 1998, Cambrian has since grown considerably and has taken on more financial advisers and support staff to maintain the high level of service which is at the core of the business, at our offices at St David’s Park.
We require an assistant to support the Compliance Manager in the day to day running of this busy department.
Duties will include;
New business file checks
Adviser training and competence
Collating management information
To be considered for this position you must be qualified to level 4 diploma preferably with additional qualifications in mortgage advice and equity release. You must have experience of working in a busy IFA practice and be up to date with regulatory developments such as mifid, GDPR and IDD. You will need to be confident enough to deliver feedback to advisers, directors and staff.
A salary of between 27 – 30,000 per annum (dependent on experience)
4 weeks paid leave plus Christmas break and bank holidays
Contributory pension scheme (after successful completion of probationary period)
Life/ critical illness cover (after successful completion of probationary period)
Private medical insurance through our company scheme is available.
We actively encourage people to achieve their ambitions within the company and will support ongoing study and career development.